COMMODITY FUTURES TRADING COMMISSION

Prerule Stage
Sequence NumberTitleRegulation Identifier Number
4052 Insider Trading--Regulation 1.59 3038-AB35


Proposed Rule Stage
Sequence NumberTitleRegulation Identifier Number
4053 Procedures for Involuntary Bulk Transfers or Liquidations of Customer Accounts 3038-AA77
4054 Automated Access to Foreign Boards of Trade From Within the United States 3038-AB30
4055 Denomination of Customer Funds and Location of Depositories 3038-AB31
4056 Exclusion for Certain Otherwise Regulated Persons From the Definition of the Term ``Commodity Pool Operator'' 3038-AB34
4057 Definition of a Principal 3038-AB36
4058 Rule 4.7: Exemption From Certain Part 4 Requirements With Respect to Qualified Eligible Participants and Qualified Eligible Clients 3038-AB37
4059 Performance Disclosures for Commodity Trading Advisors and Commodity Pool Operators 3038-AB39


Final Rule Stage
Sequence NumberTitleRegulation Identifier Number
4060 Revision of Federal Speculative Position Limits and Associated Rules 3038-AB32
4061 Economic and Public Interest Requirements for Contract Market Designation 3038-AB33
4062 Alternative Procedures for Non-Domestic Persons; Disclosure 3038-AB38


Completed Actions
Sequence NumberTitleRegulation Identifier Number
4063 Prohibition on Voting by Interested Members 3038-AB03
4064 Requests for Exemptive, No-Action and Interpretative Letters 3038-AB28