| Proposed Rule Stage
|
|---|
|
| Sequence Number | Title | Regulation Identifier Number |
|
| 4228
| Procedures for Involuntary Bulk Transfers or Liquidations of Customer Accounts
| 3038-AA77 |
|
| 4229
| Denomination of Customer Funds and Location of Depositories
| 3038-AB31 |
|
| 4230
| Exclusion for Certain Otherwise Regulated Persons From the Definition of the Term ``Commodity Pool Operator''
| 3038-AB34 |
|
| 4231
| Definition of a Principal
| 3038-AB36 |
|
| 4232
| Rule 4.7: Exemption From Certain Part 4 Requirements With Respect to Qualified Eligible Participants and Qualified Eligible Clients
| 3038-AB37 |
|
| 4233
| Performance Disclosures for Commodity Trading Advisors and Commodity Pool Operators
| 3038-AB39 |
|
| 4234
| Special Reporting Required of Certain Commodity Pool Operators--Regulations 4.7, 4.12, and 4.27
| 3038-AB40 |
|
| 4235
| Contingent EFP Prohibition
| 3038-AB41 |
|
| 4236
| Registration Exemptions Pertaining to the Offer and Sale of Foreign Futures and Foreign Options Contracts to Customers Located in the United States
| 3038-AB45 |
|
| 4237
| Direct Foreign Order Transmittal
| 3038-AB46 |