| Commodity Futures Trading Commission--Final Rule Stage
|
|---|
|
| Sequence Number | Title | Regulation Identifier Number |
|
| 4400
| Performance Disclosures for Commodity Trading Advisors and Commodity Pool Operators
| 3038-AB39 |
|
| 4401
| Public Reporting by Operators of Certain Large Commodity Pools--Regulations 4.7, 4.12, and 4.27
| 3038-AB40 |
|
| 4402
| Market Rule Review Procedures
| 3038-AB44 |
|
| 4403
| Registration Exemptions Pertaining to the Offer and Sale of Foreign Futures and Foreign Options Contracts to Customers Located in the United States
| 3038-AB45 |
|
| 4404
| Revision of Commission's Procedure for the Review of Contract Market Rules
| 3038-AB50 |
|
| 4405
| Minimum Financial Requirements for Futures Commission Merchants and Introducing Brokers
| 3038-AB54 |
|
| 4406
| New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries, and Clearing Organizations
(RegPlan Seq. No. 164) | 3038-AB55 |
|
| 4407
| Rules Relating to Intermediaries of Commodity Interest Transactions
(RegPlan Seq. No. 165) | 3038-AB56 |
|
| 4408
| New Regulatory Framework for Clearing Organizations
(RegPlan Seq. No. 166) | 3038-AB57 |
|
| 4409
| Exemption for Bilateral Transactions
(RegPlan Seq. No. 167) | 3038-AB58 |
| Commodity Futures Trading Commission--Completed Actions
|
|---|
|
| Sequence Number | Title | Regulation Identifier Number |
|
| 4410
| Exclusion for Certain Otherwise Regulated Persons From the Definition of the Term ``Commodity Pool Operator''
| 3038-AB34 |
|
| 4411
| Insider Trading--Regulation 1.59
| 3038-AB35 |
|
| 4412
| Definition of a Principal
| 3038-AB36 |
|
| 4413
| Rule 4.7: Exemption From Certain Part 4 Requirements With Respect to Qualified Eligible Participants and Qualified Eligible Clients
| 3038-AB37 |
|
| 4414
| Contingent EFP Prohibition
| 3038-AB41 |
|
| 4415
| Direct Foreign Order Transmittal
| 3038-AB46 |
|
| 4416
| Minimum Financial Requirements for Futures Commission Merchants and Introducing Brokers
| 3038-AB49 |
|
| 4417
| Minimum Financial Requirements for Futures Commission Merchants and Introducing Brokers
| 3038-AB51 |
|
| 4418
| Profile Documents for Commodity Pools
| 3038-AB60 |